612 West 137 Street Manhattan · New York County · 10031

DEED Dec 3, 1996

grantor/seller Rothschild, Harrietr.; Rothschild, J. Justin

grantee/buyer Rothschild Partnership

DEED Mar 16, 1978

grantor/seller 612 W 137th St Rltyetal; Mallin, Barry

grantee/buyer Rothschild, Harrietr; Rothschild, J Justin

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ASSIGNMENT, MORTGAGE Nov 25, 1969

assignor/old lender Byas, Joan Decd; Higgins, Claire M Tr

assignee/new lender Rothenberg, Edward; Silverman, Jack

ASSIGNMENT, MORTGAGE Nov 6, 1967

assignor/old lender Byas, Joan Ex

assignee/new lender Byas, Joan Decd; Higgins, Claire M Tr

ASSIGNMENT, MORTGAGE Jun 7, 1967

assignor/old lender Home Funding Co Inc

assignee/new lender First National Citybank

MORTGAGE Jun 7, 1967

mortgagor/borrower 612 W 137 St Realtycorp

mortgagee/lender Byas, Joan Ex

AGREEMENT Jun 7, 1967

party 1 612 W 137 St Realtycorp

party 2 First National Citybank

SUNDRY MISCELLANEOUS May 26, 1927

party 1 Siegel, Benjamin

party 2 Sorin, Sara

SUNDRY AGREEMENT Oct 9, 1925

party 1 Mathews, Annie

SUNDRY AGREEMENT Aug 15, 1925

party 1 Sonia, Sara

party 2 640 W. 134th St. Realty Co., Inc.

SUNDRY MISCELLANEOUS Jun 29, 1918

party 1 Hopper, John

party 2 Hopper, Charlotte A.

Elevators Dismissed Oct 2, 2023

DOB violations — total 24 · open 0 · dismissed 10

Boiler Dismissed Jun 30, 2023

VIOLATION ISSUED-FAILURE TO FILE 2021 EXTERNAL LOW PRESSURE INSPECTION

Energy Grade - LL33 Dismissed Dec 1, 2022

FAILURE TO DISPLAY ENERGY EFFICIENCY SCORE AND ENERGY EFFICIENCY GRADE AS PER ADCODE SEC. 28-309.12.3

Benchmarking - LL84 Dismissed Aug 3, 2020

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FAILURE TO FILE BENCHMARKING REPORT OF ENERGY USE AS PER AD. CODE SEC. 28-309.4

Benchmarking - LL84 Dismissed May 3, 2020

FAILURE TO FILE BENCHMARKING REPORT OF ENERGY USE AS PER AD. CODE SEC. 28-309.4

ACC1-(OTHER BLDGS TYPES) - ELEVATOR AFFIRMATION OF CORRECTION ELEVATORREQUIRED Dismissed Sep 6, 2019

VIO ISSUED TO ELEVATOR - FAIL TO CORRECT DEFECTS ON 2017 CAT 1 INSP/TST TST

E-ELEVATOR ELEVATORREQUIRED Resolved Oct 24, 2018

E-ELEVATOR ELEVATORREQUIRED Resolved Oct 26, 2017

EVCAT1-ELEVATOR ANNUAL INSPECTION / TEST ELEVATORREQUIRED Dismissed Jun 10, 2015

VIOLATION ISSUED TO ELEVATOR-FAILURE TO FILE CATEGORY 1 2014 INSPECTION/TEST

E-ELEVATOR ELEVATORREQUIRED Resolved Nov 21, 2014

LBLVIO-LOW PRESSURE BOILER BOILER REQUIRED Dismissed May 15, 2014

VIOLATION ISSUED FOR FAILURE TO FILE ANNUAL BOILER 2012 INSPECTION REPORT

E-ELEVATOR ELEVATORREQUIRED Resolved Oct 8, 2013

E-ELEVATOR ELEVATORREQUIRED Resolved Dec 17, 2012

E-ELEVATOR ELEVATORREQUIRED Resolved Jan 25, 2011

E-ELEVATOR ELEVATORREQUIRED Resolved Apr 12, 2010

E-ELEVATOR ELEVATORREQUIRED Resolved Jun 13, 2008

E-ELEVATOR ELEVATORREQUIRED Resolved Oct 11, 2006

E-ELEVATOR ELEVATORREQUIRED Resolved Mar 21, 2005

E-ELEVATOR ELEVATORREQUIRED Resolved Nov 2, 2001

1P9966

LL6291-LOCAL LAW 62/91 - BOILERS BOILER REQUIRED Dismissed Aug 29, 1995

LL6291-LOCAL LAW 62/91 - BOILERS BOILER REQUIRED Dismissed Sep 1, 1994

E-ELEVATOR ELEVATORREQUIRED Resolved May 12, 1989

(21)RENEW HOISTWAY CABLES

E-ELEVATOR ELEVATORREQUIRED Resolved Dec 21, 1988

51-REPLACE MISSING HAND RAILS ON ELEV 35-ADJUST 52-CEASE USE UNTIL ITEMS 21-22 IN COMPLY WITH

E-ELEVATOR ELEVATORREQUIRED Resolved Nov 17, 1988

(51) REPAIR SEAK INMOTOR ROOM. (52) REPLACE HAND RAILS IN ELEVATOR CAB

C · Immediately hazardous Open May 24, 2026

HPD violations — total 65 · open 10 · closed 55

§ 27-2005, 27-2007, 27-2041.1 HMC, §238, § 309; § 107 (2) ( C) MDL AND 28 RCNY §25-171: REPLACE OR REPAIR THE SELF-CLOSING DOORS THAT IS MISSING OR DEFECTIVE LA

A · Non-hazardous Open May 21, 2026

§ 27-2104 ADM CODE POST AND MAINTAIN A PROPER SIGN ON WALL OF ENTRANCE STORY SHOWING THE REGISTRATION NUMBER ASSIGNED BY THE DEPARTMENT AND THE ADDRESS OF THE B

A · Non-hazardous Open May 21, 2026

§27-2104(B) HMC POST A PROPER NOTICE REGARDING RENT STABILIZATION LAW, IN A FORM APPROVED BY THE COMMISSIONER, IN A CONSPICUOUS LOCATION WITHIN THE COMMON AREA

A · Non-hazardous Closed Apr 29, 2026

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(A) § HMC:FILE ANNUAL BEDBUG REPORT IN ACCORDANCE WITH HPD RULE AS DESCRIBED ON THE BACK OF THIS NOTICE OF VIOLATION OR AS DESCRIBED ON HPDS WEBSITE, WWW.NYC.G

C · Immediately hazardous Closed Jul 28, 2025

§ 27-2005 ADM CODE & 309 M/D LAW ABATE THE NUISANCE CONSISTING OF AIR CONDITION UNIT INSTALLED AT FIRE ESCAPE WINDOW IN THE 1st ROOM FROM NORTH LOCATED AT APT 3

C · Immediately hazardous Closed Jul 28, 2025

§ 27-2005, 27-2007, 27-2041.1 HMC, §238, § 309; § 107 (2) ( C) MDL AND 28 RCNY §25-171: REPLACE OR REPAIR THE SELF-CLOSING DOORS THAT IS MISSING OR DEFECTIVE HI

§ 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE VINYL FLOOR TILES , IN THE KITCHENETTE LOCATED AT APT 41, 4th STORY, 2nd APARTM

§ 27-2005, 27-2007, 27-2041.1 HMC, §238, § 309; § 107 (2) ( C) MDL AND 28 RCNY §25-171: REPLACE OR REPAIR THE SELF-CLOSING DOORS THAT IS MISSING OR DEFECTIVE [

§ 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE VINLY FLOOR TILES , IN THE FOYER LOCATED AT APT 41, 4th STORY, 2nd APARTMENT FR

§ 27-2005 ADM CODE & 309 M/D LAW ABATE THE NUISANCE CONSISTING OF KEY OPERATED LOCK LOCK INSTALLED ON THE ENTRANCE DOOR AT ROOM WITH FIRE ESCAPE WINDOW, IN THE

A · Non-hazardous Closed Jul 31, 2024

§ 27-2011 ADM CODE CLEANSE TO THE SATISFACTION OF THIS DEPARTMENT THE CAULKING AND GROUTS JOINTS OF THE SOUTH, WEST AND NORTH WALLS AROUND BATHTUB, IN THE BATHR

§ 27-2005 HMC: REFIT ENTRANCE DOOR IN THE BATHROOM LOCATED AT APT 41, 4th STORY, 2nd APARTMENT FROM SOUTH AT WEST

HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 41, 4th STORY, 2nd APARTMENT FROM SOUTH AT WEST

HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF MICE IN THE ENTIRE APARTMENT LOCATED AT APT 41, 4th STORY, 2nd APARTMENT FROM SOUTH AT WEST

§ 27-2005, 2007 ADM CODE REMOVE DEVICE PREVENTING DOOR FROM BEING SELF-CLOSING [PLASTIC STRAPS] FROM STAIR RAILING LOOPED TO THE HANDLE AT THE ENTRANCE DOOR TO

A · Non-hazardous Closed Jul 31, 2024

§ 27-2005 HMC: POST, IN A FORM APPROVED BY THE COMMISSIONER, AND MAINTAIN A NOTICE IN A COMMON AREA OF THE BUILDING REGARDING THE PROCEDURES THAT SHOULD BE FOLL

HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF RODENTS [RATS] AT NORTH AT FIRE PASSAGE WAY

§ 27-2005, 2007 ADM CODE FIRE EGRESS DEFECTIVE. REMOVE THE OBSTRUCTION IN FIREPROOF PASSAGEWAY [SOFA ],AT THE FRONT FIRE PASSAGWAY

§ 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR AT SOUTH WALL IN THE BATHROOM LOCATED AT APT 41, 4th STORY, 2n

A · Non-hazardous Closed Jan 25, 2024

§ 27-2005 HMC: REFIT CLOSET DOOR AT EAST WALL IN THE 2nd ROOM FROM EAST LOCATED AT APT 41, 4th STORY, 2nd APARTMENT FROM SOUTH AT WEST

A · Non-hazardous Closed Jan 25, 2024

§ 27-2005 HMC: REFIT ENTRANCE DOOR IN THE 3rd ROOM FROM EAST LOCATED AT APT 41, 4th STORY, 2nd APARTMENT FROM SOUTH AT WEST

C · Immediately hazardous Closed Jan 25, 2024

HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 41, 4th STORY, 2nd APARTMENT FROM SOUTH AT WEST

C · Immediately hazardous Closed Jan 25, 2024

HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF MICE IN THE ENTIRE APARTMENT LOCATED AT APT 41, 4th STORY, 2nd APARTMENT FROM SOUTH AT WEST

§ 27-2005 HMC: PROPERLY REPAIR OR REPLACE THE BROKEN OR DEFECTIVE ASSEMBLY LOCK AT ENTRANCE DOOR IN THE ENTRANCE LOCATED AT APT 41, 4th STORY, 2nd APARTMENT FRO

§ 27-2026 ADM CODE REPAIR THE FLUSHING APPARATUS AND MAINTAIN SAME SO AS TO FLUSH EFFECTIVELY THE WATER CLOSET .. IN THE BATHROOM LOCATED AT APT 41, 4th STORY,

§ 27-2026, 2027 HMC: PROPERLY REPAIR THE SOURCE AND ABATE THE EVIDENCE OF A WATER LEAK AT SOUTH WALL IN THE BATHROOM LOCATED AT APT 41, 4th STORY, 2nd APARTMENT

§ 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE CAULKING AROUND BATHTUB IN THE BATHROOM LOCATED AT APT 41, 4th STORY, 2nd APART

A · Non-hazardous Closed Jan 25, 2024

§ 27-2005 ADM CODE REPLACE WITH NEW THE MISSING ESCUTCHEON PLATE AT RISER AT CEILING AND FLOOR IN THE BATHROOM LOCATED AT APT 41, 4th STORY, 2nd APARTMENT FROM

28 RCNY § 25-171; & 67 (7)(B) MDL; NYC FIRE CODE § 703.1.3; NYC FIRE CODE § 703.2: ADJUST DOOR TO PREVENT GAPS BETWEEN THE TOP AND SIDE EDGES OF DOOR AND DOOR J

§ 27-2005 ADM CODE & 309 M/D LAW ABATE THE NUISANCE CONSISTING OF KEY OPERATED LOCK AT ENTRANCE DOOR LEADING TO FIRE ESCAPE IN THE 3rd ROOM FROM EAST LOCATED AT

B · Hazardous Closed Jul 14, 2023

§ 27-2005 ADM CODE FIRE ESCAPE DEFECTIVE. REPLACE WITH NEW THE BROKEN, DEFECTIVE AND/OR MISSING 8 METAL ROUND UP FROM BOTTOM AT FIRE ESCAPE AT WEST COURTYARD AT

C · Immediately hazardous Closed Jun 22, 2023

HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF MICE IN THE ENTIRE APARTMENT LOCATED AT APT 41, 4th STORY, 2nd APARTMENT FROM SOUTH AT WEST

C · Immediately hazardous Closed Jun 22, 2023

HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 41, 4th STORY, 2nd APARTMENT FROM SOUTH AT WEST

B · Hazardous Closed Jun 22, 2023

§ 27-2046.1 HMC: REPAIR OR REPLACE THE CARBON MONOXIDE DETECTING DEVICE(S). INOPERATIVE IN THE ENTIRE APARTMENT LOCATED AT APT 41, 4th STORY, 2nd APARTMENT FROM

B · Hazardous Closed Jun 22, 2023

§ 27-2045 ADM CODE REPAIR OR REPLACE THE SMOKE DETECTOR INOPERATIVE IN THE ENTIRE APARTMENT LOCATED AT APT 41, 4th STORY, 2nd APARTMENT FROM SOUTH AT WEST

C · Immediately hazardous Closed Jun 22, 2023

§ 27-2005, 27-2007, 27-2041.1 HMC, §238, § 309; § 107 (2) ( C) MDL AND 28 RCNY §25-171: REPLACE OR REPAIR THE SELF-CLOSING DOORS THAT IS MISSING OR DEFECTIVE FI

A · Non-hazardous Closed Jun 22, 2023

§ 27-2005 HMC: REFIT FIRE DOOR LEADING TO WEST YARD AT PUBLIC HALL, 1st STORY

B · Hazardous Closed Jun 22, 2023

§ 27-2026 ADM CODE REPAIR THE LEAKY AND/OR DEFECTIVE FAUCETS AT WASH BASIN IN THE BATHROOM LOCATED AT APT 41, 4th STORY, 2nd APARTMENT FROM SOUTH AT WEST

A · Non-hazardous Closed Jun 22, 2023

§ 27-2026 ADM CODE REPAIR LEAKY WATER CLOSET FLUSH PIPE CONNECTION IN THE BATHROOM LOCATED AT APT 41, 4th STORY, 2nd APARTMENT FROM SOUTH AT WEST

C · Immediately hazardous Closed Mar 30, 2023

HMC ADM CODE: § 27-2017.4 ABATE THE INFESTATION CONSISTING OF MICE IN THE ENTIRE APARTMENT LOCATED AT APT 41, 4th STORY, 2nd APARTMENT FROM SOUTH AT WEST

§ 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE CERAMIC FLOOR TILES IN THE BATHROOM LOCATED AT APT 41, 4th STORY, 2nd APARTMENT

§ 27-2026 ADM CODE REPLACE THE BROKEN OR DEFECTIVE STANDING WASTE BARREL AT BATHTUB IN THE BATHROOM LOCATED AT APT 41, 4th STORY, 2nd APARTMENT FROM SOUTH AT WE

§ 27-2026 ADM CODE REPAIR THE LEAKY AND/OR DEFECTIVE FAUCETS AT BATHTUB IN THE BATHROOM LOCATED AT APT 41, 4th STORY, 2nd APARTMENT FROM SOUTH AT WEST

§ 27-2026 ADM CODE REPAIR THE BROKEN OR DEFECTIVE CONNECTION LOCKNUT AT WASTE PIPES UNDER THE WASH BASIN IN THE BATHROOM LOCATED AT APT 41, 4th STORY, 2nd APART

A · Non-hazardous Closed Mar 30, 2023

§ 27-2017.3 HMC: TRACE AND REPAIR THE SOURCE AND ABATE THE VISIBLE MOLD CONDITION... (APPROX 3 SQ FT) AT THE SOUTH WALL IN THE BATHROOM LOCATED AT APT 41, 4th S

A · Non-hazardous Closed Mar 30, 2023

§ 27-2013 ADM CODE PAINT WITH LIGHT COLORED PAINT TO THE SATISFACTION OF THIS DEPARTMENT THE SOUTH WALL IN THE BATHROOM LOCATED AT APT 41, 4th STORY, 2nd APARTM

A · Non-hazardous Closed Feb 1, 2023

§ 329, M/D LAW AND DEPT. RULES AND REGS. PROVIDE A COMPLETED CERTIFICATE OF INSPECTION VISITS IN A PROPER FRAME AT OR NEAR MAILBOXES, BOTTOM EDGE OF FRAME BETWE

§ 27-2026 ADM CODE REPAIR THE FLUSHING APPARATUS AND MAINTAIN SAME SO AS TO FLUSH EFFECTIVELY THE WATER CLOSET , IN THE BATHROOM LOCATED AT APT 41, 4th STORY, 1

§ 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE WOOD FLOOR IN THE FOYER LOCATED AT APT 41, 4th STORY, 1st APARTMENT FROM WEST A

§ 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE WOOD FLOOR IN THE KITCHENETTE LOCATED AT APT 41, 4th STORY, 1st APARTMENT FROM

A · Non-hazardous Closed Oct 5, 2016

§ 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR CEILING IN THE PRIVATE HALLWAY LOCATED AT APT 41, 4th STORY, 1

§ 27-2005 ADM CODE REPLACE WITH NEW THE BROKEN OR DEFECTIVE SINK BASE CABINET IN THE KITCHENETTE LOCATED AT APT 41, 4th STORY, 1st APARTMENT FROM WEST AT NORTH

C · Immediately hazardous Closed Oct 5, 2016

§ 27-2005, 2007 ADM CODE REMOVE THE ILLEGAL FASTENING KEY OPERATED DOOR KNOB INSTALLED AT ROOM DOOR LEADING TO THE FIRE ESCAPE WINDOW LOCATED AT APT 41, 4th STO

§ 27-2005, 2007 ADM CODE AND DEPT. RULES AND REGULATIONS. REMOVE THE ENCUMBRANCE OBSTRUCTING EGRESS FROM FIRE ESCAPES FLOWER POTS, HOUSEHOLD ITEMS AT FIRE ESCAP

§ 27-2005, 2007 ADM CODE AND DEPT. RULES AND REGULATIONS. REMOVE THE ENCUMBRANCE OBSTRUCTING EGRESS FROM FIRE ESCAPES FLOWER POTS FRONT OF THE BUILDING AT FIRE

§ 27-2005, 2007 ADM CODE AND DEPT. RULES AND REGULATIONS. REMOVE THE ENCUMBRANCE OBSTRUCTING EGRESS FROM FIRE ESCAPES HOUSEHOLD ITEMS FRONT OF THE BUILDING AT F

B · Hazardous Open Oct 5, 2016

§ 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE CEMENT BRICK AND MORTAR PARAPET WALL AT ROOF

§ 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE CERAMIC FLOOR TILES AT PUBLIC HALL, 1st STORY

B · Hazardous Closed Jan 26, 2013

§ 27-2005, 2007 ADM CODE AND DEPT. RULES AND REGULATIONS. REMOVE THE ENCUMBRANCE OBSTRUCTING EGRESS FROM FIRE ESCAPES HOUSE HOLD ITEMS 6TH STY FRONT AT FIRE ESC

B · Hazardous Open Apr 23, 2012

§ 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE WOOD FLOOR IN THE 2nd ROOM FROM EAST LOCATED AT APT 63, 6th STORY, 4th APARTMEN

A · Non-hazardous Open Apr 23, 2012

§ 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE VINYL FLOOR TILES IN THE KITCHEN LOCATED AT APT 63, 6th STORY, 4th APARTMENT FR

B · Hazardous Open Apr 23, 2012

§ 27-2045 ADM CODE REPAIR OR REPLACE THE SMOKE DETECTOR MISSING LOCATED AT APT 63, 6th STORY, 4th APARTMENT FROM NORTH AT EAST

B · Hazardous Open Apr 23, 2012

§ 27-2005 ADM CODE REPLACE WITH NEW THE MISSING A SADDLE IN THE KITCHEN LOCATED AT APT 63, 6th STORY, 4th APARTMENT FROM NORTH AT EAST

B · Hazardous Open Aug 27, 2007

§ 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE PLASTER BOARD FIRE RETARDED CEILING THROUGHOUT CELLAR

B · Hazardous Open Jun 29, 2005

§ 27-2005 ADM CODE PROPERLY REPAIR WITH SIMILAR MATERIAL THE BROKEN OR DEFECTIVE WOOD FLOOR IN THE KITCHEN LOCATED AT APT 58, 5th STORY, 3rd APARTMENT FROM SOUT